| DailyListDate |
Type |
NewSymbol |
OldSymbol |
NewName |
OldName |
EffDate |
Comments |
| 09/03/2010 07:55:00 |
A |
|
FBOO |
|
First Bank of Ohio (OH) Common Stock |
09/03/2010 |
From BB (FBOO) |
| 09/03/2010 07:55:00 |
D |
|
CZCY |
|
Citizens Community Bank (Pocatello, Idaho) Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 12:52:38 |
D |
|
VLCOE |
|
ValCom, Inc. Common Stock |
09/07/2010 |
Failure To Comply With NASD 6530; Added to NBB (VLCO)** |
| 09/03/2010 16:46:00 |
S1 |
WDST |
WDSTD |
Regenicin, Inc. Common Stock |
Regenicin, Inc. Common Stock |
09/07/2010 |
** |
| 09/03/2010 16:46:00 |
S2 |
ANMCF |
ANMCF |
Andean American Gold Corporation Ordinary Shares |
Andean American Mining Corporation Ordinary Shares |
09/07/2010 |
** |
| 09/03/2010 12:52:38 |
S2 |
ARXRF |
ARXRD |
Alix Res Corporation Ordinary Shares (Canada) |
Alix Res Corporation New Ordinary Shares (Canada) |
09/07/2010 |
** |
| 09/03/2010 16:46:00 |
S2 |
CJCFD |
CJCFF |
Canada Gas Corp New Ordinary Shares (Canada) |
Canada Gas Corp Ordinary Shares (Canada) |
09/07/2010 |
1-3 R/S** |
| 09/03/2010 16:46:00 |
S2 |
HLOSD |
HLOSF |
Halo Resources Ltd. New Ordinary Shares (Canada) |
Halo Resources Ltd. Ordinary Shares (Canada) |
09/07/2010 |
1-10 R/S** |
| 09/03/2010 16:46:00 |
S2 |
OECPD |
OECPF |
Oracle Energy Corp New Ordinary Shares |
Oracle Energy Corp Ordinary Shares |
09/07/2010 |
1-8 R/S** |
| 09/03/2010 12:52:38 |
S2 |
IFCR |
PGRA |
Integrated Freight Corporation. NEW Common Stock |
PlanGraphics, Inc. Common Stock |
09/07/2010 |
1-244.8598 R/S** |
| 09/03/2010 12:52:38 |
S2 |
SWAV |
SWAV |
GBS Enterprises Incorporated Common Stock |
SWAV Enterprises Ltd. Common Stock |
09/07/2010 |
** |
| 09/03/2010 12:52:38 |
S2 |
CPHB |
WRLC |
China PharmaHub Corp Common Stock |
World Wide Relics Inc Common Stock |
09/07/2010 |
** |
| 09/03/2010 12:52:38 |
D |
|
SIVJF |
|
Sceptre Investment Counsel Limited Common (Canada) |
09/07/2010 |
Plan of Arrangement ** |
| 09/03/2010 12:52:38 |
D |
|
VETMF |
|
Vermilion Energy Trust Trust Unit (Canada) |
09/07/2010 |
Plan of Arrangement ** |
| 09/03/2010 07:55:00 |
A |
|
AGAS |
|
Applied Natural Gas Fuels Inc Common Stock |
09/03/2010 |
From BB (AGAS) |
| 09/03/2010 07:55:00 |
A |
|
ALCL |
|
Atlas Capital Holdings Common Stock |
09/03/2010 |
From BB (ALCL) |
| 09/03/2010 07:55:00 |
A |
|
APWXF |
|
A-Power Energy Generation Systems, Ltd. Warrant Series B Expiring 07/21/2015 (Virgin Islands British) |
09/03/2010 |
From BB (APWXF) |
| 09/03/2010 07:55:00 |
A |
|
APWYF |
|
A-Power Energy Generation Systems, Ltd. Warrant Series A Expiring 07/21/2015 (Virgin Islands British) |
09/03/2010 |
From BB (APWYF) |
| 09/03/2010 07:55:00 |
A |
|
APWZF |
|
A-Power Energy Generation Systems, Ltd. Warrant Expiring 08/21/2014 (Virgin Islands British) |
09/03/2010 |
From BB (APWZF) |
| 09/03/2010 07:55:00 |
A |
|
ARXG |
|
Aurora Gold Corporation Common Stock |
09/03/2010 |
From BB (ARXG) |
| 09/03/2010 07:55:00 |
A |
|
ASUV |
|
Harmonic Energy, Inc. Common Stock |
09/03/2010 |
From BB (ASUV) |
| 09/03/2010 07:55:00 |
A |
|
ATBA |
|
Atlantic Bancshares, Inc. Common Stock |
09/03/2010 |
From BB (ATBA) |
| 09/03/2010 07:55:00 |
A |
|
ATDN |
|
Art Design, Inc. Common Stock |
09/03/2010 |
From BB (ATDN) |
| 09/03/2010 07:55:00 |
A |
|
BCDI |
|
Polar Wireless Corp. Common Stock |
09/03/2010 |
From BB (BCDI) |
| 09/03/2010 07:55:00 |
A |
|
BLKU |
|
Blink Couture Inc. New Common Stock |
09/03/2010 |
From BB (BLKU) |
| 09/03/2010 07:55:00 |
A |
|
CFHW |
|
Community First Bank of Howard County (IN) Common Stock |
09/03/2010 |
From BB (CFHW) |
| 09/03/2010 07:55:00 |
A |
|
CGDA |
|
Energiz Renewable Inc. Common Stock |
09/03/2010 |
From BB (CGDA) |
| 09/03/2010 07:55:00 |
A |
|
CHPC |
|
China Prosperous Clean Energy Corporation Common Stock |
09/03/2010 |
From BB (CHPC) |
| 09/03/2010 07:55:00 |
A |
|
CLAT |
|
Clatsop Community Bank Common Stock |
09/03/2010 |
From BB (CLAT) |
| 09/03/2010 07:55:00 |
A |
|
CLPKU |
|
Carolina Premier Bank (NC) Unit 11/29/2010 |
09/03/2010 |
From BB (CLPKU) |
| 09/03/2010 07:55:00 |
A |
|
CNIGW |
|
Corning Natural Gas Corp Warrant 08/17/2011 |
09/03/2010 |
From BB (CNIGW) |
| 09/03/2010 07:55:00 |
A |
|
CNVB |
|
Colonial Virginia Bank Gloucester Common Stock (VA) |
09/03/2010 |
From BB (CNVB) |
| 09/03/2010 07:55:00 |
A |
|
CTIX |
|
Cellceutix Corporation Common Stock |
09/03/2010 |
From BB (CTIX) |
| 09/03/2010 07:55:00 |
A |
|
CUBN |
|
Commerce Union Bank (TN) Common Stock |
09/03/2010 |
From BB (CUBN) |
| 09/03/2010 07:55:00 |
A |
|
CVGC |
|
Covenant Group of China Inc. Common Stock |
09/03/2010 |
From BB (CVGC) |
| 09/03/2010 07:55:00 |
A |
|
CZCY |
|
Citizens Community Bank (Pocatello, Idaho) Common Stock |
09/03/2010 |
From BB (CZCY) |
| 09/03/2010 07:55:00 |
A |
|
DMKB |
|
Denmark Bancshares, Inc. (Wisconsin) Common Stock |
09/03/2010 |
From BB (DMKB) |
| 09/03/2010 07:55:00 |
A |
|
DSGS |
|
Design Source, Inc. Common Stock |
09/03/2010 |
From BB (DSGS) |
| 09/03/2010 07:55:00 |
A |
|
DYER |
|
Dynasty Energy Resources, Inc. Common Stock |
09/03/2010 |
From BB (DYER) |
| 09/03/2010 07:55:00 |
A |
|
ESRI |
|
Eastern Resources, Inc. Common Stock |
09/03/2010 |
From BB (ESRI) |
| 09/03/2010 07:55:00 |
A |
|
EVLN |
|
Evolution Resources, Inc. Common Stock |
09/03/2010 |
From BB (EVLN) |
| 09/03/2010 07:55:00 |
A |
|
FCMP |
|
First Community Financial Partners, Inc. Common Stock |
09/03/2010 |
From BB (FCMP) |
| 09/03/2010 07:55:00 |
A |
|
FMBN |
|
Farmers and Merchants Bancshares, Inc. (IA) Common Stock |
09/03/2010 |
From BB (FMBN) |
| 09/03/2010 07:55:00 |
A |
|
FNSE |
|
First Natl Bk Shelby Nc Common Stock |
09/03/2010 |
From BB (FNSE) |
| 09/03/2010 07:55:00 |
A |
|
FSNJ |
|
First State Bank (NJ) Common Stock |
09/03/2010 |
From BB (FSNJ) |
| 09/03/2010 07:55:00 |
A |
|
GABAP |
|
Georgia Bancshares, Inc. Series A Preferred Stock |
09/03/2010 |
From BB (GABAP) |
| 09/03/2010 07:55:00 |
A |
|
GHBAU |
|
UAN Cultural & Creative Co., Ltd. Unit Class A |
09/03/2010 |
From BB (GHBAU) |
| 09/03/2010 07:55:00 |
A |
|
GNTM |
|
Garman Cabinet & Millwork, Inc. Common Stock |
09/03/2010 |
From BB (GNTM) |
| 09/03/2010 07:55:00 |
A |
|
GNTO |
|
Gentor Resources, Inc. Common Stock |
09/03/2010 |
From BB (GNTO) |
| 09/03/2010 07:55:00 |
A |
|
GOBK |
|
Globalink, Ltd. Common Stock |
09/03/2010 |
From BB (GOBK) |
| 09/03/2010 07:55:00 |
A |
|
GOHG |
|
Global Holdings, Inc. Common Stock |
09/03/2010 |
From BB (GOHG) |
| 09/03/2010 07:55:00 |
A |
|
GPLS |
|
Geopulse Explorations Inc. Common Stock |
09/03/2010 |
From BB (GPLS) |
| 09/03/2010 07:55:00 |
A |
|
GSON |
|
Grayson Bankshares Inc Va Common Stock |
09/03/2010 |
From BB (GSON) |
| 09/03/2010 07:55:00 |
A |
|
GVDI |
|
Golden Valley Development, Inc. Common Stock |
09/03/2010 |
From BB (GVDI) |
| 09/03/2010 07:55:00 |
A |
|
HBKA |
|
Highlands Bankshares, Inc. (VA) Common Stock |
09/03/2010 |
From BB (HBKA) |
| 09/03/2010 07:55:00 |
A |
|
HCBPU |
|
Harvest Community Bank (Pennsville Township, NJ) Unit 12/31/2010 |
09/03/2010 |
From BB (HCBPU) |
| 09/03/2010 07:55:00 |
A |
|
HEME |
|
Healthmed Services Ltd. Common Stock |
09/03/2010 |
From BB (HEME) |
| 09/03/2010 07:55:00 |
A |
|
HGUBP |
|
Highlands Capital Trust I Cap Securities |
09/03/2010 |
From BB (HGUBP) |
| 09/03/2010 07:55:00 |
A |
|
ICGP |
|
Infinity Capital Group, Inc. Common Stock |
09/03/2010 |
From BB (ICGP) |
| 09/03/2010 07:55:00 |
A |
|
IDFB |
|
Idaho First Bank (ID) Common Stock |
09/03/2010 |
From BB (IDFB) |
| 09/03/2010 07:55:00 |
A |
|
INAI |
|
Isdera North America Inc. Common Stock |
09/03/2010 |
From BB (INAI) |
| 09/03/2010 07:55:00 |
A |
|
IXMD |
|
Intelimax Media Inc Common Stock |
09/03/2010 |
From BB (IXMD) |
| 09/03/2010 07:55:00 |
A |
|
JAMN |
|
Jammin Java Corp. Common Stock |
09/03/2010 |
From BB (JAMN) |
| 09/03/2010 07:55:00 |
A |
|
KIRY |
|
Kiewit Royalty Trust Shares of Beneficial Interest |
09/03/2010 |
From BB (KIRY) |
| 09/03/2010 07:55:00 |
A |
|
KURU |
|
Kun Run Biotechnology, Inc. Common Stock |
09/03/2010 |
From BB (KURU) |
| 09/03/2010 07:55:00 |
A |
|
LIBC |
|
Liberty Bancorp (CA) Common Stock |
09/03/2010 |
From BB (LIBC) |
| 09/03/2010 07:55:00 |
A |
|
LSBBP |
|
LSB Industries, Inc. 10% Non-Cumulative Convertible Preferred stock |
09/03/2010 |
From BB (LSBBP) |
| 09/03/2010 07:55:00 |
A |
|
MAQC |
|
Marketing Acquisition Corporation Common Stock |
09/03/2010 |
From BB (MAQC) |
| 09/03/2010 07:55:00 |
A |
|
MBKL |
|
Metairie Bank & Trust Company (LA) Common Stock |
09/03/2010 |
From BB (MBKL) |
| 09/03/2010 07:55:00 |
D |
|
CVGC |
|
Covenant Group of China Inc. Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
DMKB |
|
Denmark Bancshares, Inc. (Wisconsin) Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
DSGS |
|
Design Source, Inc. Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
DYER |
|
Dynasty Energy Resources, Inc. Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
ESRI |
|
Eastern Resources, Inc. Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
EVLN |
|
Evolution Resources, Inc. Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
FBOO |
|
First Bank of Ohio (OH) Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
FCMP |
|
First Community Financial Partners, Inc. Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
FMBN |
|
Farmers and Merchants Bancshares, Inc. (IA) Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
FNSE |
|
First Natl Bk Shelby Nc Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
FSNJ |
|
First State Bank (NJ) Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
GABAP |
|
Georgia Bancshares, Inc. Series A Preferred Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
GHBAU |
|
UAN Cultural & Creative Co., Ltd. Unit Class A |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
GNTM |
|
Garman Cabinet & Millwork, Inc. Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
GNTO |
|
Gentor Resources, Inc. Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
GOBK |
|
Globalink, Ltd. Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
GOHG |
|
Global Holdings, Inc. Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
GPLS |
|
Geopulse Explorations Inc. Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
GSON |
|
Grayson Bankshares Inc Va Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
GVDI |
|
Golden Valley Development, Inc. Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
HBKA |
|
Highlands Bankshares, Inc. (VA) Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
HCBPU |
|
Harvest Community Bank (Pennsville Township, NJ) Unit 12/31/2010 |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
HEME |
|
Healthmed Services Ltd. Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
HGUBP |
|
Highlands Capital Trust I Cap Securities |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
ICGP |
|
Infinity Capital Group, Inc. Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
IDFB |
|
Idaho First Bank (ID) Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
INAI |
|
Isdera North America Inc. Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
IXMD |
|
Intelimax Media Inc Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
JAMN |
|
Jammin Java Corp. Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
KIRY |
|
Kiewit Royalty Trust Shares of Beneficial Interest |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
KURU |
|
Kun Run Biotechnology, Inc. Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
A |
|
NBTH |
|
NBT Holdings Inc. Common Stock |
09/03/2010 |
From BB (NBTH) |
| 09/03/2010 07:55:00 |
D |
|
LIBC |
|
Liberty Bancorp (CA) Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
LSBBP |
|
LSB Industries, Inc. 10% Non-Cumulative Convertible Preferred stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
MAQC |
|
Marketing Acquisition Corporation Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
MBKL |
|
Metairie Bank & Trust Company (LA) Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
NBTH |
|
NBT Holdings Inc. Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
NCNB |
|
Northern California National Bank Common stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
NNWS |
|
Northport Network Systems, Inc. Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
NXPE |
|
Nexgen Petroleum Corp. Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
ORNC |
|
Oranco Inc Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
PAXH |
|
PreAxia Health Care Payment Systems Inc. Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
PBEP |
|
Pacific Bepure Industry Inc. Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
PCBN |
|
Piedmont Community Bank Group, Inc. (GA) Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
PCHND |
|
Northridge Ventures, Inc. Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
PCYS |
|
PrimeCare Systems, Inc Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
PFBN |
|
Pacific Alliance Bank (CA) Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
PGSY |
|
Portlogic Systems, Inc. Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
PPFS |
|
Prime Pacific Financial Services, Inc. (WA) Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
PVSO |
|
Photovoltaic Solar Cells, Inc. Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
RCMH |
|
Reach Messaging Holdings, Inc. Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
RNGE |
|
Ring Energy, Inc. Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
RSWN |
|
Rosewind Corporation Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
RVDM |
|
Riverdale Mining Inc. Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
SBHL |
|
Search By Headlines.Com.Corp. Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
SBKO |
|
Summit Bank (OR) Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
SCCBW |
|
Seacoast Commerce Bank (CA) Warrants 9/30/2011 |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
SENEL |
|
Seneca Foods Corp. Convertible Preferred Stock Series 2003 |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
SENEM |
|
Seneca Foods Corporation $12.00 Preferred Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
SENI |
|
Sentinel Security Life Insurance Company Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
SFRK |
|
Security First Bank (Fresno, CA) Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
SGBL |
|
Sunrise Global, Inc. Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
SJBA |
|
St. Joseph Bancorp, Inc. Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
A |
|
NCNB |
|
Northern California National Bank Common stock |
09/03/2010 |
From BB (NCNB) |
| 09/03/2010 07:55:00 |
A |
|
NNWS |
|
Northport Network Systems, Inc. Common Stock |
09/03/2010 |
From BB (NNWS) |
| 09/03/2010 07:55:00 |
A |
|
NXPE |
|
Nexgen Petroleum Corp. Common Stock |
09/03/2010 |
From BB (NXPE) |
| 09/03/2010 07:55:00 |
A |
|
ORNC |
|
Oranco Inc Common Stock |
09/03/2010 |
From BB (ORNC) |
| 09/03/2010 07:55:00 |
A |
|
PAXH |
|
PreAxia Health Care Payment Systems Inc. Common Stock |
09/03/2010 |
From BB (PAXH) |
| 09/03/2010 07:55:00 |
A |
|
PBEP |
|
Pacific Bepure Industry Inc. Common Stock |
09/03/2010 |
From BB (PBEP) |
| 09/03/2010 07:55:00 |
A |
|
PCBN |
|
Piedmont Community Bank Group, Inc. (GA) Common Stock |
09/03/2010 |
From BB (PCBN) |
| 09/03/2010 07:55:00 |
A |
|
PCHND |
|
Northridge Ventures, Inc. Common Stock |
09/03/2010 |
From BB (PCHND) |
| 09/03/2010 07:55:00 |
A |
|
PCYS |
|
PrimeCare Systems, Inc Common Stock |
09/03/2010 |
From BB (PCYS) |
| 09/03/2010 07:55:00 |
A |
|
PFBN |
|
Pacific Alliance Bank (CA) Common Stock |
09/03/2010 |
From BB (PFBN) |
| 09/03/2010 07:55:00 |
A |
|
PGSY |
|
Portlogic Systems, Inc. Common Stock |
09/03/2010 |
From BB (PGSY) |
| 09/03/2010 07:55:00 |
A |
|
PPFS |
|
Prime Pacific Financial Services, Inc. (WA) Common Stock |
09/03/2010 |
From BB (PPFS) |
| 09/03/2010 07:55:00 |
A |
|
PVSO |
|
Photovoltaic Solar Cells, Inc. Common Stock |
09/03/2010 |
From BB (PVSO) |
| 09/03/2010 07:55:00 |
A |
|
RCMH |
|
Reach Messaging Holdings, Inc. Common Stock |
09/03/2010 |
From BB (RCMH) |
| 09/03/2010 07:55:00 |
A |
|
RNGE |
|
Ring Energy, Inc. Common Stock |
09/03/2010 |
From BB (RNGE) |
| 09/03/2010 07:55:00 |
A |
|
RSWN |
|
Rosewind Corporation Common Stock |
09/03/2010 |
From BB (RSWN) |
| 09/03/2010 07:55:00 |
A |
|
RVDM |
|
Riverdale Mining Inc. Common Stock |
09/03/2010 |
From BB (RVDM) |
| 09/03/2010 07:55:00 |
A |
|
SBHL |
|
Search By Headlines.Com.Corp. Common Stock |
09/03/2010 |
From BB (SBHL) |
| 09/03/2010 07:55:00 |
A |
|
SBKO |
|
Summit Bank (OR) Common Stock |
09/03/2010 |
From BB (SBKO) |
| 09/03/2010 07:55:00 |
A |
|
SCCBW |
|
Seacoast Commerce Bank (CA) Warrants 9/30/2011 |
09/03/2010 |
From BB (SCCBW) |
| 09/03/2010 07:55:00 |
A |
|
SENEL |
|
Seneca Foods Corp. Convertible Preferred Stock Series 2003 |
09/03/2010 |
From BB (SENEL) |
| 09/03/2010 07:55:00 |
A |
|
SENEM |
|
Seneca Foods Corporation $12.00 Preferred Stock |
09/03/2010 |
From BB (SENEM) |
| 09/03/2010 07:55:00 |
A |
|
SENI |
|
Sentinel Security Life Insurance Company Common Stock |
09/03/2010 |
From BB (SENI) |
| 09/03/2010 07:55:00 |
A |
|
SFRK |
|
Security First Bank (Fresno, CA) Common Stock |
09/03/2010 |
From BB (SFRK) |
| 09/03/2010 07:55:00 |
A |
|
SGBL |
|
Sunrise Global, Inc. Common Stock |
09/03/2010 |
From BB (SGBL) |
| 09/03/2010 07:55:00 |
A |
|
SJBA |
|
St. Joseph Bancorp, Inc. Common Stock |
09/03/2010 |
From BB (SJBA) |
| 09/03/2010 07:55:00 |
A |
|
TLPH |
|
Teliphone Corp. Common Stock |
09/03/2010 |
From BB (TLPH) |
| 09/03/2010 07:55:00 |
A |
|
TMGG |
|
Tintic Gold Mining Company Common Stock |
09/03/2010 |
From BB (TMGG) |
| 09/03/2010 07:55:00 |
A |
|
TONJ |
|
Tongji Healthcare Group, Inc. Common Stock |
09/03/2010 |
From BB (TONJ) |
| 09/03/2010 07:55:00 |
D |
|
TLPH |
|
Teliphone Corp. Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
TMGG |
|
Tintic Gold Mining Company Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
TONJ |
|
Tongji Healthcare Group, Inc. Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
TRWS |
|
Truewest Corporation Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
TWNE |
|
Towne Bancorp, Inc. (AZ) Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
UDWK |
|
US Dataworks Inc New Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
UWHR |
|
Uwharrie Capital Corp Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
VGTL |
|
VGTel, Inc. Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
VMCT |
|
Virtual Medical Centre, Inc. Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
VOHO |
|
Volcan Holdings, Inc. Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
WMNS |
|
Westmont Resources Inc. New Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
YTFD |
|
Yacht Finders, Inc. Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 12:52:38 |
A |
|
GBHL |
|
Global Entertainment Holdings, Inc. |
09/07/2010 |
From NBB (GBHL)** |
| 09/03/2010 12:52:38 |
A |
|
OBJE |
|
Obscene Jeans Corp. Common Stock |
09/07/2010 |
|
| 09/03/2010 16:46:00 |
A |
|
TRMNF |
|
Trueclaim Exploration, Inc Ordinary Shares (Canada) |
09/07/2010 |
** |
| 09/03/2010 12:52:38 |
A |
|
VLCO |
|
ValCom, Inc. Common Stock |
09/07/2010 |
From (VLCOE)** |
| 09/03/2010 12:52:38 |
A |
|
ZKBSF |
|
ZKB Silver ETF Ordinary Shares (Switzerland) |
09/07/2010 |
** |
| 09/03/2010 12:52:38 |
D |
|
AMMRQ |
|
A M R E Inc Common Stock |
09/07/2010 |
Inactive Security ** |
| 09/03/2010 16:46:00 |
D |
|
CDGPF |
|
Chloride Group Ltd Ord Ordinary Shares |
09/07/2010 |
Acquisition |
| 09/03/2010 12:52:38 |
D |
|
CTYF |
|
Cityfed Finl Corp Common Stock |
09/07/2010 |
12(j) Registration Revoked by SEC ** |
| 09/03/2010 12:52:38 |
D |
|
CTYFP |
|
Cityfed Finl Corp Series B Convertible $2.10 Preferred Stock |
09/07/2010 |
12(j) Registration Revoked by SEC ** |
| 09/03/2010 12:52:38 |
D |
|
CZCY |
|
Citizens Community Bank (Pocatello, Idaho) Common Stock |
09/07/2010 |
Inactive Security ** |
| 09/03/2010 12:52:38 |
D |
|
DYGPF |
|
Dyson Group Plc Ordinary Shares |
09/07/2010 |
Inactive Security ** |
| 09/03/2010 12:52:38 |
D |
|
GBHL |
|
Global Entertainment Holdings, Inc. |
09/07/2010 |
Added to OTCBB (GBHL) ** |
| 09/03/2010 12:52:38 |
D |
|
GCLS |
|
Graycor Laser Sys Inc Unclassified |
09/07/2010 |
Inactive Security ** |
| 09/03/2010 12:52:38 |
D |
|
GLFX |
|
Golfax Ltd Unclassified |
09/07/2010 |
Inactive Security ** |
| 09/03/2010 12:52:38 |
D |
|
HCBPU |
|
Harvest Community Bank (Pennsville Township, NJ) Unit 12/31/2010 |
09/07/2010 |
Inactive Security ** |
| 09/03/2010 12:52:38 |
D |
|
JPAHL |
|
J P Morgan Intl Derivatives Ltd Indian Low Exercise Price Wt 144A 3C7 Ashok Leyland Ltd 02/20/2014 (Jersey) |
09/07/2010 |
Inactive Security |
| 09/03/2010 12:52:38 |
D |
|
NMEPF |
|
Namex Explorations Inc Ordinary Shares |
09/07/2010 |
Inactive Security ** |
| 09/03/2010 12:52:38 |
D |
|
SHMAF |
|
Shermag Inc (F) Ordinary Shares |
09/07/2010 |
Inactive Security ** |
| 09/03/2010 07:55:00 |
A |
|
TRWS |
|
Truewest Corporation Common Stock |
09/03/2010 |
From BB (TRWS) |
| 09/03/2010 07:55:00 |
A |
|
TWNE |
|
Towne Bancorp, Inc. (AZ) Common Stock |
09/03/2010 |
From BB (TWNE) |
| 09/03/2010 07:55:00 |
A |
|
UDWK |
|
US Dataworks Inc New Common Stock |
09/03/2010 |
From BB (UDWK) |
| 09/03/2010 07:55:00 |
A |
|
UWHR |
|
Uwharrie Capital Corp Common Stock |
09/03/2010 |
From BB (UWHR) |
| 09/03/2010 07:55:00 |
A |
|
VGTL |
|
VGTel, Inc. Common Stock |
09/03/2010 |
From BB (VGTL) |
| 09/03/2010 07:55:00 |
A |
|
VMCT |
|
Virtual Medical Centre, Inc. Common Stock |
09/03/2010 |
From BB (VMCT) |
| 09/03/2010 07:55:00 |
A |
|
VOHO |
|
Volcan Holdings, Inc. Common Stock |
09/03/2010 |
From BB (VOHO) |
| 09/03/2010 07:55:00 |
A |
|
WMNS |
|
Westmont Resources Inc. New Common Stock |
09/03/2010 |
From BB (WMNS) |
| 09/03/2010 07:55:00 |
A |
|
YTFD |
|
Yacht Finders, Inc. Common Stock |
09/03/2010 |
From BB (YTFD) |
| 09/03/2010 07:55:00 |
D |
|
AGAS |
|
Applied Natural Gas Fuels Inc Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
ALCL |
|
Atlas Capital Holdings Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
APWXF |
|
A-Power Energy Generation Systems, Ltd. Warrant Series B Expiring 07/21/2015 (Virgin Islands British) |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
APWYF |
|
A-Power Energy Generation Systems, Ltd. Warrant Series A Expiring 07/21/2015 (Virgin Islands British) |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
APWZF |
|
A-Power Energy Generation Systems, Ltd. Warrant Expiring 08/21/2014 (Virgin Islands British) |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
ARXG |
|
Aurora Gold Corporation Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
ASUV |
|
Harmonic Energy, Inc. Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
ATBA |
|
Atlantic Bancshares, Inc. Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
ATDN |
|
Art Design, Inc. Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
BCDI |
|
Polar Wireless Corp. Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
BLKU |
|
Blink Couture Inc. New Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
CFHW |
|
Community First Bank of Howard County (IN) Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
CGDA |
|
Energiz Renewable Inc. Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
CHPC |
|
China Prosperous Clean Energy Corporation Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
CLAT |
|
Clatsop Community Bank Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
CLPKU |
|
Carolina Premier Bank (NC) Unit 11/29/2010 |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
CNIGW |
|
Corning Natural Gas Corp Warrant 08/17/2011 |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
CNVB |
|
Colonial Virginia Bank Gloucester Common Stock (VA) |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
CTIX |
|
Cellceutix Corporation Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |
| 09/03/2010 07:55:00 |
D |
|
CUBN |
|
Commerce Union Bank (TN) Common Stock |
09/03/2010 |
Failure to comply with Rule 15c2-11 |